Organizations Filed Purposes:
THE SPECIFIC PURPOSES FOR WHICH THE CORPORATION IS FORMED INCLUDE: 1) EXPLORING A RANGE OF ISSUES RELATED TO MAINTAINING AND IMPROVING THE COMPETITIVENESS OF THE US CAPITAL MARKETS; 2) RECOMMENDING POLICY CHANGES THAT SHOULD BE MADE, (CONTINUED ON SCHEDULE O) OR AREAS OF RESEARCH THAT SHOULD BE PURSUED; 3) PRESERVING AND ENHANCING THE BALANCE BETWEEN EFFICIENT AND COMPETITIVE CAPITAL MARKETS AND SHAREHOLDER PROTECTION; AND 4) PURSUING OTHER SIMILAR AREAS OF STUDY AND DISCUSSION.
TO RESEARCH AND ADDRESS SPECIFIC ISSUES AFFECTING THE REGULATION OF U.S. CAPITAL MARKETS.
THE COMMITTEE ON CAPITAL MARKETS REGULATION, INC. IS AN INDEPENDENT AND NONPARTISAN RESEARCH ORGANIZATION DEDICATED TO IMPROVING THE REGULATION OF U.S. CAPITAL MARKETS. THE COMMITTEE'S RESEARCH PROVIDES POLICYMAKERS WITH A NONPARTISAN EMPIRICAL FOUNDATION FOR PUBLIC POLICY AS WELL AS EDUCATES THE PUBLIC ON THESE ISSUES. IN 2019, THE COMMITTEE RELEASED REPORTS ON THE RISE OF DUAL CLASS SHARES: REGULATION AND IMPLICATIONS AND SHORT-TERMISM, STOCKHOLDER ACTIVISM AND STOCK BUYBACKS. COMMITTEE EXPENSES ASSOCIATED WITH THESE REPORTS WERE LIKELY IN THE RANGE OF $300,000. THE COMMITTEE ALSO RELEASED REPORTS ON INVESTMENT STEWARDSHIP BY MUTUAL FUNDS AND ETFS AND THE RISE OF INDEX INVESTING: PRICE EFFICIENCY AND FINANCIAL STABILITY. THE COMMITTEE EXPENSES ASSOCIATED WITH EACH OF THESE REPORTS WERE LIKELY IN THE RANGE OF $100,000.
Executives Listed on Filing
Total Salary includes financial earnings, benefits, and all related organization earnings listed on tax filing
| Name | Title | Hours Per Week | Total Salary |
|---|
| Hal S Scott | PRESIDENT/DIRECTOR | 30 | $500,000 |
| John A Gulliver | EXECUTIVE DIRECTOR | 30 | $292,817 |
| Brenton Speed | SR. RESEARCH FELLOW | 50 | $129,550 |
| Sharon M Levesque | TREASURER/CFO (THROUGH MAY 2019) | 20 | $77,360 |
| Jacqueline Mccabe | VP/ SECRETARY | 20 | $70,000 |
| Cristina Leone | TREASURER/CFO (AS OF MAY 2019) | 16 | $0 |
| John L Thornton | DIRECTOR | 0.5 | $0 |
| Andrew Kuritzkes | DIRECTOR | 0.5 | $0 |
| Robert Glenn Hubbard | DIRECTOR | 0.5 | $0 |
| Robert Glauber | DIRECTOR | 0.5 | $0 |
Data for this page was sourced from XML published by IRS (
public 990 form dataset) from:
https://s3.amazonaws.com/irs-form-990/202041899349301244_public.xml