FINANCIAL INDUSTRY REGULATORY AUTHORITY INC
1735 K STREET NW, WASHINGTON, DC 200061506 www.finra.org

Total Revenue
$1,246,962,010
Total Expenses
$1,407,556,901
Net Assets
$1,551,230,656

Organizations Filed Purposes: FINRA IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Executives Listed on Filing

Total Salary includes financial earnings, benefits, and all related organization earnings listed on tax filing

NameTitleHours Per WeekTotal Salary
Robert W CookPRESIDENT & CEO60$2,358,157
Susan F AxelrodEXECUTIVE VICE PRESIDENT60$2,350,790
Daniel Sibears - Thru 123017EXECUTIVE VICE PRESIDENT0$1,552,639
Todd T DiganciEXECUTIVE VICE PRESIDENT/CFAO60$1,424,690
Steven J RandichEXECUTIVE VICE PRESIDENT & CIO60$1,379,073
Robert Ld ColbyEVP AND CHIEF LEGAL OFFICER60$1,047,722
Thomas R GiraEXECUTIVE VICE PRESIDENT60$866,165
Susan M SchroederEXECUTIVE VICE PRESIDENT60$806,717
Richard W BerryEXECUTIVE VICE PRESIDENT60$803,556
Gene G DemaioEXECUTIVE VICE PRESIDENT60$761,904
Cameron K FunkhouserEXECUTIVE VICE PRESIDENT60$758,424
Marcia E AsquithEVP BOARD & EXTERNAL RELATIONS60$750,633
Michael G RufinoEXECUTIVE VICE PRESIDENT60$742,261
William J WollmanEXECUTIVE VICE PRESIDENT60$731,817
Thomas M SelmanEXECUTIVE VICE PRESIDENT60$673,162
Carlo V DiflorioEXECUTIVE VICE PRESIDENT60$667,983
Stephen M SchoenemanSENIOR VICE PRESIDENT60$639,452
Tracy B JohnsonSENIOR VICE PRESIDENT60$591,174
Jonathan S SokobinSENIOR VICE PRESIDENT60$533,177
Bari M Havlik - As Of 43018EXECUTIVE VICE PRESIDENT60$492,135
William H HeymanCHAIRMAN3$118,684
Leslie F SeidmanBOARD MEMBER2$98,684
Rochelle LazarusBOARD MEMBER2$93,684
Elisse B WalterBOARD MEMBER2$91,530
Luis M ViceiraBOARD MEMBER2$90,859
Susan Wolburgh JenahBOARD MEMBER2$90,859
Kathleen A MurphyBOARD MEMBER2$90,694
Joshua S LevineBOARD MEMBER2$85,559
Robert A MuhBOARD MEMBER2$85,338
Charles I PlosserBOARD MEMBER2$84,690
Hillary A SaleBOARD MEMBER2$83,664
Stephen A KohnBOARD MEMBER2$83,128
Amy L WebberBOARD MEMBER2$83,059
Joseph M MecaneBOARD MEMBER2$83,059
Brigitte C MadrianBOARD MEMBER2$82,734
Brian J KovackBOARD MEMBER2$82,734
Andrew S DuffBOARD MEMBER2$82,665
Eileen K MurrayBOARD MEMBER2$82,569
Paige W PierceBOARD MEMBER - AS OF 8/29/182$77,734
Carol Anthony John DavidsonBOARD MEMBER - THRU 8/28/182$66,635
Joseph Rv RomanoBOARD MEMBER - THRU 8/28/182$60,760
Timothy C ScheveBOARD MEMBER - AS OF 4/16/182$42,665
James NagengastBOARD MEMBER - AS OF 6/29/182$42,665
John B EhnesBOARD MEMBER - AS OF 8/29/182$42,665
John W ThielBOARD MEMBER - THRU 1/15/182$20,000
Lance DrummondBOARD MEMBER - AS OF 12/13/182$0
Stephen M CutlerBOARD MEMBER - THRU 3/30/182$0

Data for this page was sourced from XML published by IRS (public 990 form dataset) from: https://s3.amazonaws.com/irs-form-990/201933199349311098_public.xml

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