FINRA REGULATION INC
1735 K STREET NW, WASHINGTON, DC 200061506 www.finra.org

Total Revenue
$818,795,285
Total Expenses
$664,455,500
Net Assets
$-102,095,959

Organizations Filed Purposes: FINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.

Executives Listed on Filing

Total Salary includes financial earnings, benefits, and all related organization earnings listed on tax filing

NameTitleHours Per WeekTotal Salary
Jonathan S SokobinSENIOR VICE PRESIDENT0$0
Thomas M SelmanEXECUTIVE VICE PRESIDENT0$0
Stephen M SchoenemanSENIOR VICE PRESIDENT0$0
Steven J RandichEXECUTIVE VICE PRESIDENT & CIO0$0
Derek W LindenEXECUTIVE VICE PRESIDENT0$0
Tracy B JohnsonSENIOR VICE PRESIDENT0$0
Carlo Di FlorioEXECUTIVE VICE PRESIDENT0$0
Susan M Schroeder - As Of 918EXECUTIVE VICE PRESIDENT60$0
Bari M Havlik - As Of 918EXECUTIVE VICE PRESIDENT60$0
Thomas R GiraEXECUTIVE VICE PRESIDENT60$0
Robert L D ColbyEVP AND CHIEF LEGAL OFFICER60$0
Richard W BerryEXECUTIVE VICE PRESIDENT60$0
Susan F AxelrodEXECUTIVE VICE PRESIDENT60$0
Marcia A AsquithEVP, BOARD & EXTERNAL RELATIOS60$0
Todd T DiganciEXECUTIVE VICE PRESIDENT/CFAO60$0
Robert W CookPRESIDENT & CEO60$0
Leslie F SeidmanREGULATORY POLICY COMMITTEE2$0
Timothy C Scheve - As Of 418REGULATORY POLICY COMMITTEE2$0
Hillary A SaleREGULATORY POLICY COMMITTEE2$0
Joseph Rv Romano - Thru 818REGULATORY POLICY COMMITTEE2$0
Kathleen A MurphyREGULATORY POLICY COMMITTEE2$0
Robert A MuhREGULATORY POLICY COMMITTEE2$0
Brigitte C MadrianREGULATORY POLICY COMMITTEE2$0
Joshua S LevineREGULATORY POLICY COMMITTEE2$0
Brian J KovackREGULATORY POLICY COMMITTEE2$0
Stephan A KohnREGULATORY POLICY COMMITTEE2$0
Susan Wolburgh JenahREGULATORY POLICY COMMITTEE2$0
William H HeymanREGULATORY POLICY COMMITTEE2$0
John B Ehnes - As Of 818REGULATORY POLICY COMMITTEE2$0
Stephen M Cutler - Thru 318REGULATORY POLICY COMMITTEE2$0
Elisse B WalterCHAIR, REG POLICY COMMITTEE3$0

Data for this page was sourced from XML published by IRS (public 990 form dataset) from: https://s3.amazonaws.com/irs-form-990/201933199349310513_public.xml

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